Insider trading penalties california
Employees who buy stocks without private knowledge – knowledge that has not been made public yet – cannot be accused of insider trading. However, discretion is strongly advised in a situation such as this, as penalties for insider trading can be quite severe for all parties involved. Insider Trading by Congress Home Page > Insider Trading Law and Regulation. What are the US insider trading laws and penalties? Questions: What are the US insider trading laws and penalties? Insider Trading by Congress Homepage. Top Pro & Con Quotes. CA 90401. 310-451-9596. In a unanimous opinion, the court held that such a penalty is not so limited, and can be based on profits gained by other individuals or entities as a result of a defendant’s insider trading